David Simon of Western International Securities, Inc.

DID DAVID GARY SIMON CAUSE YOU INVESTMENT LOSSES? David Simon Of Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct David Simon Customer Complaints David Simon has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were recently filed and are still pending in court and two FINRA arbitration proceedings. Allegations Against David Simon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: David Simon Red Flags & Your Rights As An Investor Of course, David Simon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Simon at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Simon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To David Simon If you have questions about Western International Securities, Inc. and/or David Simon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Kurt Kleinle of J.P. Morgan Securities LLC

DID KURT KLEINLE CAUSE YOU INVESTMENT LOSSES? Kurt Kleinle Of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Kurt Kleinle Customer Complaints Kurt Kleinle has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Janney Montgomery Scott in favor of the investor. One customer complaint was denied and the investor took no further action. There is currently one customer complaint pending with J.P. Morgan Securities. Allegations Against Kurt Kleinle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kurt Kleinle Red Flags & Your Rights As An Investor Of course, Kurt Kleinle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Kleinle at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Kurt Kleinle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Kurt Kleinle If you have questions about J.P. Morgan Securities LLC and/or Kurt Kleinle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Parker King of Western International Securities, Inc.

DID PARKER E KING CAUSE YOU INVESTMENT LOSSES? Parker King Of Western International Securities, Inc. And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Parker King Customer Complaint Parker King has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and negligence involving equity listed common and preferred stocks. The FINRA arbitration proceeding filed against Western International Securities for Parker King’s alleged misconduct is still pending. Parker King Red Flags & Your Rights As An Investor Of course, Parker King did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Parker King at Western International Securities, Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Parker King has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc.  Due To Parker King If you have questions about Western International Securities, Inc., Edward Jones and/or Parker King and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Efrain Trujillo formerly with Western International Securities, Inc.

DID EFRAIN BALDERRAMA TRUJILLO CAUSE YOU INVESTMENT LOSSES? Efrain Trujillo Formerly With Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Efrain Trujillo Customer Complaints Efrain Trujillo has been the subject of 2 customer complaints that we know about recovering investment losses. Financial West Group settled one of the customer complaints against the financial advisor in favor of the investor. There is currently one complaint filed against Western International Securities for Efrain Trujillo’s nonpayment of a promissory note and excessive trading. Allegations Against Efrain Trujillo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Efrain Trujillo Red Flags & Your Rights As An Investor Of course, Efrain Trujillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Efrain Trujillo at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Efrain Trujillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Efrain Trujillo If you have questions about Western International Securities, Inc. and/or Efrain Trujillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Thomas Swan of Western International Securities

DID THOMAS BRIAN SWAN CAUSE YOU INVESTMENT LOSSES? Thomas Swan Of Western International Securities Has 4 Customer Complaints For Alleged Broker Misconduct Thomas Swan Customer Complaints Thomas Swan has been the subject of 4 customer complaints that we know about to recover investment losses. Three customer complaints were settled by Western International Securities in favor of the investors. Another customer complaint was denied by Thomas Swan’s former employer and the customer took no further action. There is currently one arbitration proceeding pending against Western International Securities for Thomas Swan’s alleged misconduct. Allegations Against Thomas Swan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Swan Red Flags & Your Rights As An Investor Of course, Thomas Swan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Swan at Western International Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Swan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities Due To Thomas Swan If you have questions about Western International Securities and/or Thomas Swan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Matthew Stratman of Western International Securities, Inc.

DID MATTHEW THOMAS STRATMAN CAUSE YOU INVESTMENT LOSSES? Matthew Stratman Of Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Matthew Stratman Customer Complaints Matthew Stratman has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Western International Securities in favor of the investor. The other customer complaint filed against Western International Securities for Matthew Stratman’s alleged misconduct is still pending in a FINRA arbitration proceeding. Allegations Against Matthew Stratman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Stratman Red Flags & Your Rights As An Investor Of course, Matthew Stratman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Stratman at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Stratman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Matthew Stratman If you have questions about Western International Securities, Inc. and/or Matthew Stratman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Michaela Rauscher of Western International Securities, Inc.

DID MICHAELA RAUSCHER CAUSE YOU INVESTMENT LOSSES? Michaela Rauscher Of Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Michaela Rauscher Customer Complaints Michaela Rauscher has been the subject of 3 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Western International Securities in favor of the investors. There is currently one FINRA arbitration proceeding still pending. Allegations Against Michaela Rauscher A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michaela Rauscher Red Flags & Your Rights As An Investor Of course, Michaela Rauscher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michaela Rauscher at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michaela Rauscher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Michaela Rauscher If you have questions about Western International Securities, Inc.  and/or Michaela Rauscher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Antoine Nader of Western International Securities, Inc.

DID ANTOINE SAMIR ABI NADER CAUSE YOU INVESTMENT LOSSES? Antoine Nader of Western International Securities, Inc. And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Antoine Nader Customer Complaint Antoine Nader has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for negligence and misrepresentation related to GWG Holdings corporate debt transactions. Western International Securities settle the customer complaint in favor of the investor. Antoine Nader Red Flags & Your Rights As An Investor Of course, Antoine Nader did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoine Nader at Western International Securities, Inc. and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Antoine Nader has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Antoine Nader If you have questions about Western International Securities, Inc., J.P. Morgan Securities LLC and/or Antoine Nader and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Alex Mathis of Western International Securities, Inc.

DID ALEX BOYD MATHIS CAUSE YOU INVESTMENT LOSSES? Alex Mathis Of Western International Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Alex Mathis Customer Complaints Alex Mathis has been the subject of 5 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Western International Securities and Merrill Lynch Pierce Fenner and Smith in favor of the investors. The other 3 customer complaints were denied by Alex Mathis’ current and former employers and, to date, the investors have not taken any further action. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alex Mathis Red Flags & Your Rights As An Investor Of course, Alex Mathis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Mathis at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alex Mathis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Alex Mathis If you have questions about Western International Securities, Inc. and/or Alex Mathis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Kully of Western International Securities, Inc.

DID ROBERT ISRAEL KULLY CAUSE YOU INVESTMENT LOSSES? Robert Kully Of Western International Securities, Inc. And Formerly With Axiom Capital Management, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Robert Kully Customer Complaints Robert Kully has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled in favor of the investor. The other customer complaint is still pending in a FINRA arbitration proceeding filed against Axiom Capital Management for Robert Kully’s alleged misconduct. Allegations Against Robert Kully A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Kully Red Flags & Your Rights As An Investor Of course, Robert Kully did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Kullyat Western International Securities, Inc. and Axiom Capital Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Kully has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Axiom Capital Management, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Robert Kully If you have questions about Western International Securities, Inc., Axiom Capital Management, Inc. and/or Robert Kully and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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