Apr 20, 2023

Matthew Harvey of Woodbury Financial Services, Inc.

DID MATTHEW BRYAN HARVEY CAUSE YOU INVESTMENT LOSSES? Matthew Harvey Of Woodbury Financial Services, Inc. and formerly with BMO Harris Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Harvey Customer Complaint Matthew Harvey has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor recommendations and poor advice regarding the investment of his IRA contribution. BMO Harris Financial Advisors denied the customer complaint, and to date, no further action has been taken. Matthew Harvey Red Flags & Your Rights As An Investor Of course, Matthew Harvey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Harvey at Woodbury Financial Services, Inc. and BMO Harris Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Harvey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and BMO Harris Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Matthew Harvey If you have questions about Woodbury Financial Services, Inc., BMO Harris Financial Advisors, Inc. and/or Matthew Harvey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 21, 2023

Jesse Lunin-Pack of Woodbury Financial Services, Inc.

DID JESSE LUNIN-PACK CAUSE YOU INVESTMENT LOSSES? Jesse Lunin-Pack Of Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jesse Lunin-Pack Customer Complaint Jesse Lunin-Pack has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations in breach of fiduciary duty, negligence, negligent misrepresentation, intentional misrepresentation in connection with the offer and sale of variable annuity. The customer complaint proceeded through arbitration and resulted in an arbitration award against his employer for $850,000. Jesse Lunin-Pack Red Flags & Your Rights As An Investor Of course, Jesse Lunin-Pack did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jesse Lunin-Pack at Woodbury Financial Services, Inc., on alert to review carefully the activity and performance of their accounts and question whether Jesse Lunin-Pack has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc., also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc., Due To Jesse Lunin-Pack If you have questions about Woodbury Financial Services, Inc., and/or Jesse Lunin-Pack and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 19, 2023

Herbert White of Woodbury Financial Services, Inc.

DID HERBERT C. WHITE CAUSE YOU INVESTMENT LOSSES? Herbert White Of Woodbury Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Herbert White of Woodbury Financial Services, Inc.? Herbert White (CRD #3125223) who is currently registered with Woodbury Financial Services, Inc. and located in Greenwood Village, Colorado, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Woodbury Financial Services, Inc., Herbert White was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Herbert White Customer Complaints Herbert White has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were denied by Herbert White’s current employer Woodberry Financial Services. Allegations Against Herbert White A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Herbert White Red Flags & Your Rights As An Investor Of course, Herbert White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Herbert White at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Herbert White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Herbert White If you have questions about Woodbury Financial Services, Inc. and/or Herbert White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 6, 2022

Donavon Wagner of Woodbury Financial Services, Inc.

DID DONAVON DAVID WAGNER CAUSE YOU INVESTMENT LOSSES? Donavon Wagner Of Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donavon Wagner of Woodbury Financial Services, Inc.? Donavon Wagner (CRD #1193946) who is currently registered with Woodbury Financial Services, Inc. and located in Bismarck, North Dakota is a subject of one of our many securities industry sales practice abuse investigations.   Donavon Wagner Customer Complaint Donavon Wagner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of the variable annuity. Donavon Wagner’s customer complaint was denied and, to date, the customer has not taken any further action. Donavon Wagner Red Flags & Your Rights As An Investor Of course, Donavon Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donavon Wagner at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donavon Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Donavon Wagner If you have questions about Woodbury Financial Services, Inc. and/or Donavon Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 17, 2022

David Shober of Woodbury Financial Services, Inc.

DID DAVID RYAN SHOBER CAUSE YOU INVESTMENT LOSSES? David Shober Of Woodbury Financial Services, Inc. And Formerly With Securities Service Network, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Shober of Woodbury Financial Services, Inc.? David Shober (CRD #4501238) who is currently registered with Woodbury Financial Services, Inc. and located in Germantown, Maryland is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Woodbury Financial Services, Inc., David Shober was associated with Securities Service Network, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Shober Customer Complaint David Shober has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a delayed IRA distribution. David Shober’s customer complaint was denied and, to date, the customer has not taken any further action. David Shober Red Flags & Your Rights As An Investor Of course, David Shober did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Shober at Woodbury Financial Services, Inc. and Securities Service Network, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Shober has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Securities Service Network, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To David Shober If you have questions about Woodbury Financial Services, Inc., Securities Service Network, Inc., and/or David Shober and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 1, 2022

Darrell Schaper formerly with Woodbury Financial Services, Inc.

DID DARRELL STEVEN SCHAPER CAUSE YOU INVESTMENT LOSSES? Darrell Schaper Formerly With Woodbury Financial Services, Inc. And Girard Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Darrell Schaper formerly with Woodbury Financial Services, Inc.? Darrell Schaper (CRD #1575829) who was formerly registered with Woodbury Financial Services, Inc. and located in New Braunfels, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Woodbury Financial Services, Inc., Darrell Schaper was associated with Girard Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Darrell Schaper Customer Complaint Darrell Schaper has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation and misrepresentation of real estate investment. Darrell Schaper’s customer complaint was settled in favor of the investors. Darrell Schaper Red Flags & Your Rights As An Investor Of course, Darrell Schaper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darrell Schaper at Woodbury Financial Services, Inc. and Girard Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Darrell Schaper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Girard Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Darrell Schaper If you have questions about Woodbury Financial Services, Inc., Girard Securities, Inc., and/or Darrell Schaper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Karen Boykin of Woodbury Financial Services

DID KAREN IRENE BOYKIN CAUSE YOU INVESTMENT LOSSES? Karen Boykin Of Woodbury Financial Services And Formerly With Park Avenue Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Karen Boykin of Woodbury Financial Services? Karen Boykin (CRD #4501606) who is currently registered with Woodbury Financial Services and located in Wildwood, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Karen Boykin was associated with Park Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Karen Boykin Customer Complaints Karen Boykin has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Karen Boykin’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Park Avenue Securities and Woodbury Financial Services for investment losses caused by Karen Boykin’s alleged misconduct. Allegations Against Karen Boykin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Based on the form U5 Amendment filed by the representative’s predecessor broker dealer, with regard to the purchase of a variable annuity and mutual funds, the customers alleged that Karen Boykin allocated their money in a high-risk tolerance category instead of in a moderate risk category consistent with their risk profiles. The customers maintain as a result, they lost 40% of their investment instead of 15%. Claimants alleged that certain annuity and REIT purchases by Karen Boykin were unsuitable. Client alleged that her entire net worth was invested into two variable annuities by Karen Boykin which were illiquid. Client would like to have access to her funds without the imposition of surrender charges. Karen Boykin Red Flags & Your Rights As An Investor Of course, Karen Boykin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Karen Boykin at Woodbury Financial Services and Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Karen Boykin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and Park Avenue Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Karen Boykin If you have questions about Woodbury Financial Services, Park Avenue Securities, and/or Karen Boykin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Raymond Scannell of Woodbury Financial Services

DID RAYMOND PAUL SCANNELL CAUSE YOU INVESTMENT LOSSES? Raymond Scannell Of Woodbury Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Raymond Scannell of Woodbury Financial Services? Raymond Scannell (CRD #1870166) who is currently registered with Woodbury Financial Services and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Raymond Scannell Customer Complaint Raymond Scannell has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that a recommended variable annuity liquidation was unsuitable. Raymond Scannell’s customer complaint was denied and, to date, the customer has not taken any further action. Raymond Scannell Red Flags & Your Rights As An Investor Of course, Raymond Scannell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Scannell at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Raymond Scannell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Raymond Scannell If you have questions about Woodbury Financial Services and/or Raymond Scannell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Ronald Hannes formerly with Woodbury Financial Services

DID RONALD WALTER HANNES CAUSE YOU INVESTMENT LOSSES? Ronald Hannes Formerly With Woodbury Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Ronald Hannes formerly with Woodbury Financial Services? Ronald Hannes (CRD #1462241) who was formerly registered with Woodbury Financial Services and located in Spokane, Washington is a subject of one of our many securities industry sales practice abuse investigations. Ronald Hannes has also been the subject of a FINRA investigation that he converted customer funds.  He failed to produce documents and information requested by FINRA during that investigation and as a result consented to the sanction and entry of findings against him.  He was permanently barred from any further association with any member firm in any capacity in the future. Ronald Hannes Customer Complaint Ronald Hannes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customers alleged that they paid off representative’s credit card. Ronald Hannes’ customer complaint was settled in favor of the investors. Ronald Hannes Red Flags & Your Rights As An Investor Of course, Ronald Hannes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Hannes at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ronald Hannes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Ronald Hannes If you have questions about Woodbury Financial Services and/or Ronald Hannes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Gerald Gillespie of Woodbury Financial Services

DID GERALD PAUL GILLESPIE CAUSE YOU INVESTMENT LOSSES? Gerald Gillespie Of Woodbury Financial Services And Formerly With SII Investments and MML Investors Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Gerald Gillespie of Woodbury Financial Services? Gerald Gillespie (CRD #1769990) who is currently registered with Woodbury Financial Services and located in De Pere, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Gerald Gillespie was associated with SII Investments, MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Gillespie Customer Complaints Gerald Gillespie has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All of Gerald Gillespie’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Gerald Gillespie A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged annuities purchased by Gerald Gillespie were misrepresented. The complainant alleged that the advice received from Gerald Gillespie regarding an existing variable annuity negated its 6% annual guaranteed growth and caused the cash surrender value to decline. Gerald Gillespie Red Flags & Your Rights As An Investor Of course, Gerald Gillespie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Gillespie at Woodbury Financial Services, SII Investments and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Gerald Gillespie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, SII Investments and MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Gerald Gillespie If you have questions about Woodbury Financial Services, SII Investments, MML Investors Services, and/or Gerald Gillespie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading