Mar 8, 2022

Raymond Ferro Formerly With Woodbury Financial Services

DID RAYMOND ANTHONY FERRO CAUSE YOU INVESTMENT LOSSES? Raymond Ferro Formerly With Woodbury Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Raymond Ferro formerly with Woodbury Financial Services? Raymond Ferro (CRD #1927831) who was formerly registered with Woodbury Financial Services and located in Danbury, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Raymond Ferro Customer Complaints Raymond Ferro has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Raymond Ferro’s 4 customer complaints were settled in favor of investors.  Two of the customers’ complaints filed against Woodbury and NEXT Financial Group for investment losses caused by the alleged misconduct is pending as of the date of this report. Allegations Against Raymond Ferro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Raymond Ferro wrongfully transferred $330,000 from the client’s bank account to his own bank account. Customer alleged that unsuitable investments were purchased for customer’s account by Raymond Ferro. Raymond Ferro Red Flags & Your Rights As An Investor Of course, Raymond Ferro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Ferro at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Raymond Ferro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Raymond Ferro If you have questions about Woodbury Financial Services and/or Raymond Ferro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Cucinotta of Woodbury Financial Services

DID JOSEPH MICHAEL CUCINOTTA CAUSE YOU INVESTMENT LOSSES? Joseph Cucinotta Of Woodbury Financial Services And Formerly With Questar Capital Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Cucinotta of Woodbury Financial Services? Joseph Cucinotta (CRD #4321614) who is currently registered with Woodbury Financial Services and located in Radnor, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Woodbury Financial Services, Joseph Cucinotta was associated with Questar Capital Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Cucinotta Customer Complaint Joseph Cucinotta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleges variable annuity purchase was misrepresented. Joseph Cucinotta’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Cucinotta Red Flags & Your Rights As An Investor Of course, Joseph Cucinotta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Cucinotta at Woodbury Financial Services and Questar Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Joseph Cucinotta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and Questar Capital Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Joseph Cucinotta If you have questions about Woodbury Financial Services, Questar Capital Corporation, and/or Joseph Cucinotta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Phillip Cartwright of Woodbury Financial Services

DID PHILLIP TODD CARTWRIGHT CAUSE YOU INVESTMENT LOSSES? Phillip Cartwright Of Woodbury Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Phillip Cartwright of Woodbury Financial Services? Phillip Cartwright (CRD #4287303) who is currently registered with Woodbury Financial Services and located in Appleton, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Phillip Cartwright Customer Complaint Phillip Cartwright has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the recommendation of a private placement in his IRA account was not suitable and that the firm failed to conduct adequate due diligence on the investment product. The customer complaint filed against Phillip Cartwright’s current employer Woodbury Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Phillip Cartwright Red Flags & Your Rights As An Investor Of course, Phillip Cartwright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phillip Cartwright at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Phillip Cartwright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Phillip Cartwright If you have questions about Woodbury Financial Services and/or Phillip Cartwright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Callero of Woodbury Financial Services

DID CHRISTOPHER MARC CALLERO CAUSE YOU INVESTMENT LOSSES? Christopher Callero Of Woodbury Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Callero of Woodbury Financial Services? Christopher Callero (CRD #2221593) who is currently registered with Woodbury Financial Services and located in Niles, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Christopher Callero Customer Complaint Christopher Callero has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Christopher Callero’s alleged facilitation of an unauthorized withdrawal from the customer’s account by an unknown person. Christopher Callero’s customer complaint was settled in favor of the investors. Christopher Callero Red Flags & Your Rights As An Investor Of course, Christopher Callero did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Callero at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Christopher Callero has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Christopher Callero If you have questions about Woodbury Financial Services and/or Christopher Callero and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Llewellyn Rowell of Woodbury Financial Services

DID LLEWELLYN LEWIS ROWELL CAUSE YOU INVESTMENT LOSSES? Llewellyn Rowell Of Woodbury Financial Services And Formerly With Hornor, Townsend & Kent Has 2 Customer Complaints For Alleged Broker Misconduct Who is Llewellyn Rowell of Woodbury Financial Services? Llewellyn Rowell (CRD #839010) who is currentlyregistered with Woodbury Financial Servicesand located in Marietta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Llewellyn Rowell was associated with Hornor, Townsend & Kent and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Llewellyn Rowell Customer Complaints Llewellyn Rowell has been the subject of 2 customer complaints that we know about.  Both of Llewellyn Rowell’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Llewellyn Rowell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Class action suit seeking to challenge the practice of recommending that customers’ tax-qualified accounts, such as IRA’s, be used to fund variable annuity contracts by Llewellyn Rowell and other financial advisors. The client alleged that the variable annuity purchased was an unsuitable recommendation and investment for his client’s tax-qualified funds, and a breach of fiduciary duty allegedly by Llewellyn Rowell. Llewellyn Rowell Red Flags & Your Rights As An Investor Of course, Llewellyn Rowell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Llewellyn Rowell at Woodbury Financial Services and Hornor, Townsend & Kent on alert to review carefully the activity and performance of their accounts and question whether Llewellyn Rowell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and Hornor, Townsend & Kent also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Llewellyn Rowell If you have questions about Woodbury Financial Services, Hornor, Townsend & Kent, and/or Llewellyn Rowell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Robert Ginsberg of Woodbury Financial Services, Inc

DID ROBERT SCOTT GINSBERG CAUSE YOU INVESTMENT LOSSES? Robert Scott Ginsberg with Woodbury Financial Services, Inc. Has [#] Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Robert S. Ginsberg with Woodbury Financial Services, Inc.? Robert Ginsberg (CRD #5177531) who is currently registered with Woodbury Financial Services, Inc. and located in Wallingford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Inc., Robert Ginsberg was associated with Investors Capital Corp. and two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Woodbury Financial Services, Inc. And Investors Capital Corp. Broker Misconduct In his career, Robert Ginsberg has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. All of the customer complaints filed against Robert Ginsberg’s current employer Woodbury Financial Services, Inc. and former employer Investors Capital Corp. for investment losses caused by his alleged misconduct are still pending. Allegations Against Robert Ginsberg   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customers alleged that the representative made unsuitable recommendations to invest in variable annuities, direct investments involving real estate securities. The client alleges that the recommendation of REIT and business development company investments were unsuitable recommendations. The client alleges that the broker made unsuitable recommendations of non-traded REITs. Robert Ginsberg Red Flags & Your Rights as An Investor Of course, Robert Ginsberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Ginsberg at Woodbury Financial Services, Inc. and Investors Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Robert Ginsberghas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Investors Capital Corp. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Woodbury Financial Services, Inc. If you have questions about Woodbury Financial Services, Inc., Investors Capital Corp., and/or Robert Ginsberg and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Alex Yoo of Woodbury Financial Services

DID ALEX G. YOO CAUSE YOU INVESTMENT LOSSES? Alex Yoo Of Woodbury Financial Services And Formerly With Questar Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Alex Yoo of Woodbury Financial Services? Alex Yoo (CRD #5287638) who is currently registered with Woodbury Financial Services and located in Anaheim, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Alex Yoo was associated with Questar Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alex Yoo Customer Complaint Alex Yoo has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the sale of a variable annuity. Client also alleged she was asked to sign paperwork in advance before completion, and that representative was unresponsive to requests for information. Alex Yoo’s customer complaint was settled in favor of the investors. Alex Yoo Red Flags & Your Rights As An Investor Of course, Alex Yoo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Yoo at Woodbury Financial Services and Questar Capital on alert to review carefully the activity and performance of their accounts and question whether Alex Yoo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and Questar Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Alex Yoo If you have questions about Woodbury Financial Services, Questar Capital, and/or Alex Yoo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kip Schmidt of Woodbury Financial Services

DID KIP RONALD SCHMIDT CAUSE YOU INVESTMENT LOSSES? Kip Schmidt Of Woodbury Financial Services And Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Kip Schmidt of Woodbury Financial Services? Kip Schmidt (CRD #5947055) who is currently registered with Woodbury Financial Services and located in Bismarck, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Kip Schmidt was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kip Schmidt Customer Complaint Kip Schmidt has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the annuity recommended and purchased was unsuitable. Kip Schmidt’s customer complaint was denied and, to date, the customer has not taken any further action.. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kip Schmidt Red Flags & Your Rights As An Investor Of course, Kip Schmidt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kip Schmidt at Woodbury Financial Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Kip Schmidt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. . File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Kip Schmidt If you have questions about Woodbury Financial Services, NYLIFE Securities, and/or Kip Schmidt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Richard Riggenbach of Woodbury Financial Services

DID RICHARD CHARLES RIGGENBACH CAUSE YOU INVESTMENT LOSSES? Richard Charles Riggenbach of Woodbury Financial Services Has One Customer Complaint for Alleged Broker Misconduct Who is Richard C. Riggenbach of Woodbury Financial Services? Richard Riggenbach (CRD #1686839) who is currently registered with Woodbury Financial Services and located in Bloomfield, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Richard Riggenbach was associated with Questar Capital and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Riggenbach Customer Complaint In his career, Richard Riggenbach has been the subject of one customer complaint that we know about. Customers allege the representative made recommendations that did not meet the clients’ needs and allegedly caused losses. This complaint is currently pending against Woodbury Financial Services for investment losses caused by Richard Riggenbach’s alleged misconduct. Richard Riggenbach Red Flags & Your Rights as An Investor Of course, Richard Riggenbach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Richard Riggenbach at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Richard Riggenbach has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Woodbury Financial Services which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Woodbury Financial Services If you have questions about Woodbury Financial Services and/or Richard Riggenbach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Matthew Baker of Woodbury Financial Services, Inc.

DID MATTHEW J. BAKER CAUSE YOU INVESTMENT LOSSES? Matthew J. Baker with Woodbury Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Matthew J. Baker with Woodbury Financial Services, Inc.? Matthew Baker (CRD #4414494) who is currently registered with Woodbury Financial Services, Inc. and located in Highland, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Inc., Matthew Baker was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Woodbury Financial Services, Inc. Broker Misconduct In his career, Matthew Baker has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both for those complaints were recently denied by Woodbury Financial Services Inc. and the customers have not yet filed their arbitration claims. Allegations Against Matthew Baker A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleged misrepresentation in connection with a variable annuity transaction. Client alleged that Matthew Baker made unsuitable recommendations to purchase variable annuities. Matthew Baker Red Flags & Your Rights As An Investor Of course, Matthew Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Baker at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. about Matthew Baker also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. If you have questions about Woodbury Financial Services, Inc. and/or Matthew Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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