Massachusetts investment fraud attorney Robert Wayne Pearce at the Law Offices of Robert Wayne Pearce P.A., has extensive experience representing investors and organizations in the State of Massachusetts.

We understand the frustration and stress that comes with being a victim of investment fraud. To often victims feel they are at fault and take no action against the perpetrator of the fraud..

We are here to help you navigate the legal process and hold those responsible accountable.

Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf. View client testimonials here.

We have experience handling all types of securities fraud cases and utilize all available legal avenues from the federal level to Massachusetts law as it applies to investment fraud cases.

Don’t let investment fraud ruin your financial future – contact the Law Offices of Robert Wayne Pearce, P.A. today via our quick-response form, or call our Boston office line at (800) 732-2889.

Types of Investment Losses and Securities Fraud Cases We Can Help Represent You With

In Massachusetts, investors are more savvy than in most states, BUT they should still be vigilant about various types of investment fraud!

Common tactics include unsuitable investments, where recommendations don’t align with the investor’s needs, and forced liquidation, where brokers sell assets without warning or advising on margin calls.

Ponzi schemes promise high returns fraudulently, while excessive trading, or churning, generates commissions for advisors. Misrepresentation and omission involve deceptive information, and breaches of fiduciary duty prioritize advisor interests over clients’.

Other issues include unauthorized trading, failure to supervise advisors, lack of diversification, and theft or misappropriation of funds. Additionally, investors may encounter mutual fund sales violations, excessive markups/markdowns, and selling unapproved investments.

Negligence, margin abuse, conflicts of interest, risky private placements, cryptocurrency fraud, 401(k) misconduct, microcap fraud, mining and mineral investment fraud, EB-5 program scams, and advance fee schemes are also prevalent. Massachusetts Investors should stay informed to protect themselves from these fraudulent practices.

Investment Losses? We Can Help

Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.

Get A Free Consultation

or, give us a ring at (800) 732-2889.

Robert Pearce

How our Massachusetts Securities Law Attorneys Can Help You

While losses are inherent to the investment process, brokers engaging in fraudulent activities can be subject to legal accountability. Should you suspect that you’re a victim of investment fraud, reaching out to a lawyer specializing in such cases is crucial. Moreover, it may be necessary to inform regulatory authorities such as the SEC or FINRA about possible instances of market manipulation or insider trading.

The sooner you act, the greater your chances of recovering compensation. At the Law Offices of Robert Wayne Pearce, P.A., we have helped countless investors recover their losses due to investment fraud. We will thoroughly investigate your case, uncovering any misrepresentation or fraudulent activity, and fight to get you justice and the compensation you deserve.

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Here’s how our knowledgeable and experienced investment fraud law firm can advocate for you.

Our law firm is fully licensed in Massachusetts and works with clients throughout the state: 

  • Boston
  • Worcester
  • Springfield
  • Cambridge
  • Lowell
  • Brockton
  • Quincy
  • Lynn
  • New Bedford
  • Fall River
  • Newton
  • Somerville
  • Lawrence
  • Framingham
  • Haverhill
  • Waltham
  • Malden
  • Medford
  • Taunton
  • Chicopee

Can I Recover my Investment Losses in Massachusetts?

In order to recover your investment losses, you must prove that your broker-dealer or financial advisor breached their fiduciary duty to you as an investor, whether they are located in MA or out of state.

In most cases, this means filing a FINRA arbitration claim against the broker-dealer and/or representative.

The majority of securities fraud cases are handled by FINRA (Financial Industry Regulatory Authority) rather than being brought to the court system.

FINRA arbitration is a streamlined, cost-effective way to resolve disputes between investors and their brokers without going to court – it also allows you to collect punitive damages, which are not available in civil court.

For Reference: we’re currently investigating several financial firms and stockbrokers who may have been the subject of customer complaints, may be facing legal action, and who may have acted unethically and committed fraud in Massachusetts, including:

Click Here to see more

 

What Can an Investment Fraud Recovery Lawyer Do for Investors?

investment fraud lawyers

An investment fraud lawyer helps investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.

Investment Losses? Let’s talk.

or, give us a ring at 800-732-2889.

Client Testimonials



What Are the Statute of Limitations for Securities Fraud?

Within Massachusetts, the timeframe for filing fraud claims is usually four years from when a violation of the Massachusetts Uniform Securities Act is discovered.

On a federal level, the period for lodging securities fraud cases is often five years from the violation date or two years from when the fraud could have reasonably been discovered. Consulting with an attorney early is essential to make sure your claim is submitted within these specified periods.

Massachusetts and Federal Laws Relating to Investment Fraud

Massachusetts investors benefit from a robust framework of protections designed to ensure fair and transparent markets and to prevent fraud. These safeguards include:

    • Key Laws and Regulations
        • Massachusetts Uniform Securities Act: The cornerstone of Massachusetts investor protection, this law combats fraud, mandates the registration of most securities, and provides avenues for investors to seek recourse if they’ve been misled.

        • Massachusetts Business Corporation Act: This outlines shareholder rights and the responsibilities of company leaders, aiming to ensure that corporations act in the shareholders’ best interests.

        • Massachusetts Consumer Protection Act: This broad law empowers investors to take action against unfair or deceptive investment practices.

    • Governing Agencies
        • Massachusetts State Securities Board: This agency is the primary watchdog for the Massachusetts securities industry. They register offerings, license brokers, investigate misconduct, and educate investors about their rights.

        • Office of the Massachusetts Attorney General (Consumer Protection Division): Focused on consumer protection, this office can intervene in cases of investment fraud or other deceptive practices that harm Massachusetts investors.

    • National Regulatory Bodies
        • FINRA (Financial Industry Regulatory Authority): FINRA oversees all broker-dealers in the US, setting ethical standards, enforcing securities laws, and providing investor education resources. They work alongside the SEC (Securities and Exchange Commission) for broad investor protection.

Useful Resources for Investors

Contact a Local Securities and Investment Loss Attorney Today

The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Investment fraud and loss recovery lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.

If you are a Massachusetts-based investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.

If you have questions about how to move forward, contact our team online or at (800) 732-2889 for a free confidential consultation with a Boston securities lawyer. We will fight aggressively for your financial recovery and for justice.