Tennessee investment fraud and stockbroker fraud attorney Robert Wayne Pearce at the Law Offices of Robert Wayne Pearce P.A., have extensive experience representing investors and organizations in securities arbitrations through FINRA in the State of Tennessee.

Have you fallen victim to investment fraud? Are you looking for an experienced attorney to help you fight for the compensation you deserve?

You need an investment fraud lawyer who is dedicated to protecting your rights as a Tennessee-based investor.

We recognize the frustration and stress that accompany being a victim of investment fraud, and we are committed to guiding you through the legal process and ensuring those responsible are held accountable. We have helped hundreds of investors get through this problem over the last 40 years.

Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf. View client testimonials here. We have experience handling all types of securities fraud cases and utilize all available legal avenues from the federal level to Tennessee law as it applies to investment fraud cases. Don’t let investment fraud ruin your financial future – contact the Law Offices of Robert Wayne Pearce, P.A. today via our quick-response form, or call our Nashville office line at (800) 732-2889.

Definition of Investment Fraud and Securities Fraud

Investment fraud, often referred to as securities fraud, involves deceptive practices such as using false or misleading information to sway investors into making decisions that lead to significant financial losses. In some cases, dishonest brokers may even engage in the direct theft of investors’ funds or securities.

Example Scenario: A broker convinces an investor to allocate a substantial part of their retirement funds into a high-risk, illiquid investment, minimizing the associated risks and exaggerating potential returns while urging the investor to decide quickly. Unfortunately, the investment fails, resulting in significant financial losses for the investor.

When you first hired your broker-dealer, it’s likely that you trusted them to put your best interests first. Unfortunately, many brokers and financial advisors don’t live up to their fiduciary duty or have committed outright securities fraud. They might mislead you about investments, conceal risks, engage in excessive trading (churning) to generate commissions, or overcharge you with hidden fees.

Investment Losses? We Can Help

Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.

Get A Free Consultation

or, give us a ring at (800) 732-2889.

Robert Pearce

Tennessee and Federal Laws That Protect Investors

Tennessee investors benefit from a robust framework of protections designed to ensure fair and transparent markets. These safeguards include:

  • Key Laws and Regulations
    • Tennessee Securities Act: The cornerstone of Tennessee investor protection, this law combats fraud, mandates the registration of most securities, and provides avenues for investors to seek recourse if they’ve been misled.
    • Tennessee Business Corporations Act: This outlines shareholder rights and the responsibilities of company leaders, aiming to ensure that corporations act in the shareholders’ best interests.
    • Tennessee Unfair and Deceptive Trade Practice Act (UDTPA): This broad law empowers investors to take action against unfair or deceptive investment practices.
  • Governing Agencies
    • Tennessee Securities Division: This agency is the primary watchdog for the Tennessee securities industry. They register offerings, license brokers, investigate misconduct, and educate investors about their rights.
    • Office of the Tennessee Attorney General (Consumer Protection Division): Focused on consumer protection, this office can intervene in cases of investment fraud or other deceptive practices that harm Tennessee investors.
  • National Regulatory Bodies
    • FINRA (Financial Industry Regulatory Authority): FINRA oversees all broker-dealers in the US, setting ethical standards, enforcing securities laws, and providing investor education resources. They work alongside the SEC (Securities and Exchange Commission) for broad investor protection.

Useful Resources

How our Tennessee Securities Law Attorneys Can Help You

While losses are inherent to investing, brokers who engage in fraudulent activities can be held legally accountable. If you suspect that you’ve been a victim of investment fraud, it’s crucial to reach out to an experienced investment fraud attorney. Additionally, reporting to regulatory authorities such as the SEC or FINRA is important, as they need to investigate potential market manipulation or insider trading.

The sooner you act, the greater your chances of recovering compensation. At the Law Offices of Robert Wayne Pearce, P.A., we have helped countless investors recover their losses due to investment fraud. We will thoroughly investigate your case, uncovering any misrepresentation or fraudulent activity, and fight to get you justice and the compensation you deserve.

If you’ve suffered financial losses due to a stockbroker or advisor’s negligence or fraud, the simplest way to determine if you have a case is to contact our office at 800-732-2889. Our experienced investment fraud law firm is ready to advocate for you by providing the following services:

  • Represent & Advise: We’ll stand as your legal representative, advising you on your rights and options throughout the process.
  • Investigate & Analyze: We’ll thoroughly investigate your case, meticulously analyzing financial documents and potential fraudulent schemes to uncover evidence of wrongdoing.
  • Identify Liable Parties: We’ll work strategically to identify all potentially liable parties, including brokers, financial advisors, and financial institutions.
  • File Complaints & Lawsuits: We’ll file formal complaints with regulatory agencies (such as the SEC or FINRA) and, when necessary, initiate lawsuits to protect your interests.
  • Litigate & Negotiate: We are skilled litigators ready to fight aggressively for you in court or arbitration. Additionally, we’ll negotiate tirelessly to secure the most favorable settlement possible.
  • Recover Losses: Our ultimate goal is to recover your financial losses and protect you from further harm. We are results-driven and committed to achieving the maximum financial recovery you deserve.

Can I Recover my Investment Losses?

In order to recover your investment losses, you must prove that your broker-dealer or financial advisor violated the Tennessee Securities Act, breached their fiduciary duty to you as an investor, or acted negligently as gauged by FINRA Rules and other securities industry regulations.

In most cases, this means filing a FINRA arbitration claim against the broker-dealer and/or representative.

The majority of securities fraud cases are handled by FINRA (Financial Industry Regulatory Authority) rather than being brought to the court system.

FINRA arbitration is a streamlined, cost-effective way to resolve disputes between investors and their brokers without going to court – it also allows you to collect punitive damages, which are not available in civil court.

As an investor, you have certain rights that must be respected and protected.

We’re currently investigating several financial firms and stockbrokers who may have been the subject of customer complaints, may be facing legal action, and who may have acted unethically and committed fraud in Tennessee, including:

Did You Know . . . Investment Fraud Attorney Robert Pearce Has Single-Handedly Collected Over $175 Million On Behalf of His Clients

In the last 20 years alone, Robert Pearce has recovered over $175 million for his investor clients. In fact, he has recovered funds for over 99% of his investor clients through various avenues of recovery, including settlements, arbitrations, and court litigation. 

No investment fraud firm can ever guarantee the same or similar results in any given case. However, when you hire the Law Offices of Robert Wayne Pearce, P.A., you can sleep well knowing you are in qualified and capable hands. Attorney Robert Pearce has represented hundreds of investors over his 40 year career and in the last 20 years alone recovered over $175 million for his investor clients.

Robert Pearce will fight for your rights day in and day out to get you the recovery you are entitled to.

What Can an Investment Fraud Lawyer Do for Investors?

What Can an Investment Fraud Lawyer Do for Investors?

investment fraud lawyers

An investment fraud lawyer helps investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.

INVESTMENT LOSSES? LET’S TALK.

or, give us a ring at 800-732-2889.

An investment fraud lawyer helps investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.

Investment Losses? Let’s talk.

or, give us a ring at 800-732-2889.


Client Testimonials



What Are the Statute of Limitations?

When it comes to investment fraud cases, acting swiftly is crucial. Both Tennessee and federal laws impose statutes of limitations that dictate deadlines for filing legal claims. In Tennessee, the statute of limitations for securities fraud is two years from the date the fraud was or should have been discovered, but cannot exceed five years from the date of the violation. This aligns with the federal statute of limitations for securities fraud cases. Consulting with an attorney promptly is essential to ensure your claim is filed within these legal time frames.

Contact a Tennessee Securities and Investment Fraud Attorney Today

The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Tennessee investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.

If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.

If you have questions about how to move forward, contact our team online or call our Nashville office line at (800) 732-2889 for a free confidential consultation with a Tennessee securities lawyer. We will fight aggressively for your financial recovery and for justice.

Our law firm works with clients throughout the state:

  • Memphis
  • Nashville
  • Knoxville
  • Chattanooga
  • Clarksville
  • Murfreesboro
  • Franklin
  • Jackson
  • Johnson City
  • Bartlett
  • Hendersonville
  • Kingsport
  • Collierville
  • Smyrna
  • Cleveland
  • Brentwood
  • Germantown
  • Columbia
  • La Vergne
  • Gallatin