DID LAURA N ROMANO CAUSE YOU INVESTMENT LOSSES?
Laura Romano was fired from Morgan Stanley & Co. LLC on October 8, 2024, due to allegations regarding the taking of items from a self-service employee kiosk without payment.
Who is Laura Romano formerly with Morgan Stanley & Co. LLC?
Laura Romano (CRD #7361436) , located in New York, New York, who was formerly registered as a broker with Morgan Stanley & Co. LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Laura Romano Employment History and Termination
Laura N. Romano worked for one firm, Morgan Stanley & Co. LLC, where she was employed as a Registered Broker from July 2022 to November 2024.
She has passed two general industry exams, the Securities Industry Essentials (SIE) Examination and the Investment Banking Registered Representative (Series 79) Examination but has no principal/supervisory or multi-state securities law exams.
Romano’s employment with Morgan Stanley ended with a termination. Her role in the securities industry has been relatively brief, with her career beginning shortly after completing her education at Columbia University (2018–2022).
Negative Disclosures Summary
There is one disclosure on Ms. Romano’s record:
- Termination:
- Date: October 8, 2024
- Employer: Morgan Stanley & Co. LLC
- Reason: Discharged following allegations of taking items from a self-service employee kiosk without payment.
Laura Romano Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Laura Romano is a red flag which should put all current and former customers of Laura Romano at Morgan Stanley & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Laura Romano engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley & Co. LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley & Co. LLC Due To Laura Romano
If you have questions about Morgan Stanley & Co. LLC and/or Laura Romano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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