Sarasota Investment Fraud and Securities Lawyer
With over 45 years of experience in tackling various types of investment fraud and $175 million recovered for clients, the Sarasota investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. assist investors in recovering financial losses.
Whether your case involves unauthorized trading, private placement fraud, churning, Ponzi schemes, or any other form of misconduct, founder and attorney Robert Pearce himself is prepared to protect your interests and fight to hold the accountable parties responsible.
Dedicated Support from a Florida Securities Fraud Law Firm
We represent Sarasota-based investors, staying current on state-specific laws such as Chapter 517 of the Florida Statutes (Florida Securities and Investor Protection Act), which outlines registration requirements and anti-fraud provisions for brokers and advisors. If you suspect you’ve been wronged, call us for a no-cost consultation.
Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients throughout Florida and have represented investors near you in Sarasota.
From fraud in high-net-worth portfolios to more modest accounts that still deserve protection, we can guide you through FINRA arbitration, state regulatory investigations, and other legal processes to help recover losses throughout the region:
- Bird Key & Lido Key – Coveted waterfront communities where global investment opportunities can lead to greater exposure to fraudulent offshore deals.
- Siesta Key & Casey Key – Upscale locales known for luxury real estate and retirement planning, often vulnerable to unauthorized or excessive trading if oversight is lacking.
- Harbor Acres & Oyster Bay – Prestigious enclaves attracting both experienced professionals and retirees, where high-value portfolios may become targets for Ponzi-type schemes.
- Lakewood Ranch & The Landings – Growing areas with a blend of family and active-adult communities, sometimes facing unsuitable investment recommendations or overconcentration in risky products.

How Our Investment Fraud Attorneys Can Assist in Your Recovery
Since 1980, our firm has diligently served investors across the state of Florida. We handle a wide range of cases for individuals and institutions, including:
- Fraud and misrepresentation
- Stock market losses
- Ponzi schemes
- Margin call liquidations
- Misappropriation of funds
- Private placement fraud
- Breach of Fiduciary Duty
- Churning
- Selling Away
- Unauthorized trading
- And many others (click here for all case types our firm handles)
Attorney Robert Pearce will guide you through each step, from gathering critical evidence to pursuing legal or arbitral remedies. We’re well-versed in the complexities of securities fraud matters and FINRA (Financial Industry Regulatory Authority). Additionally, we stay informed about Florida’s Deceptive and Unfair Trade Practices Act for cases involving deceptive brokerage conduct.
Local Brokers with Alleged Misconduct and Violations
We track the activities of stockbrokers and advisors throughout the region, analyzing their FINRA BrokerCheck records. Our firm has written about allegations against certain professionals, including:
- https://www.secatty.com/investigations/jonathan-brandan-fidelity-brokerage-services/
- https://www.secatty.com/investigations/hantz-serrao-wells-fargo-clearing-services/
- https://www.secatty.com/investigations/karen-diamond-wells-fargo-clearing-services/
- https://www.secatty.com/investigations/robert-melberth-emerson-equity/
- https://www.secatty.com/investigations/marc-korsch-arkadios-capital-2/
- https://www.secatty.com/investigations/james-springer-stifel-nicolaus-co/
- https://www.secatty.com/investigations/jonna-keller-osaic-wealth/
- https://www.secatty.com/investigations/shon-mclain-mml-investors-services/
- https://www.secatty.com/investigations/brian-mariash-ubs-financial-services/
- https://www.secatty.com/investigations/jon-lee-aag-capital/
If you’ve worked with any of these individuals and have concerns, please contact our Sarasota office line immediately at 800-732-2889 or fill out our contact form for a complimentary case evaluation.
A Tailored Strategy for Your Fraud Claim
We know that every investment fraud situation is unique. Our attorneys dig into the specifics of your circumstances to develop a strategy aimed at preserving and recovering your assets. We’re committed to securing the strongest possible result.
Contact the Sarasota Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.