DID ANDREW PENICK WATSON DOUGLAS CAUSE YOU INVESTMENT LOSSES?
Andrew Douglas Of Castle Placement LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Andrew Douglas of Castle Placement LLC?
Andrew Douglas (CRD #6873183) who is currently registered as a broker with Castle Placement LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Castle Placement LLC, Andrew Douglas was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Andrew Douglas Customer Complaint
Andrew Douglas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unidentified misconduct that occurred at the Fidelity Bank and LPL Financial related to exchange traded funds. The customer complaint was denied by Andrew Watson’s former employers and the investors took no further action.
Andrew Douglas Red Flags & Your Rights As An Investor
Of course, Andrew Douglas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Douglas at Castle Placement LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Douglas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Castle Placement LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Castle Placement LLC Due To Andrew Douglas
If you have questions about Castle Placement LLC, LPL Financial LLC and/or Andrew Douglas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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