We represent victims throughout New Mexico who have been harmed by financial advisors who put profits before their clients’ best interests, including those at any investment firm where misconduct has occurred.
Investment fraud occurs when brokers prioritize commissions over client interests through practices like churning accounts, selling risky products without disclosure, or ignoring your investment objectives.
Our securities fraud attorneys help victims of stockbroker fraud reclaim their financial security through FINRA claims. Many investors don’t realize they can recover money lost through broker negligence and securities fraud (FINRA arbitration provides a faster, less expensive path to justice than traditional court litigation for investment fraud victims).
We handle cases involving breach of fiduciary duty, unsuitable recommendations, excessive trading, and other forms of securities fraud throughout New Mexico. Our legal services also extend to FINRA arbitration claims brought against brokers and broker-dealers registered to do business in the state.
How a New Mexico Investment Fraud Attorney Can Help You
If you've suffered financial losses due to investment fraud in New Mexico, the attorneys at the Law Offices of Robert Wayne Pearce, P.A., can help you pursue justice and potentially recover your losses. Here are the most common case types that we handle:Protecting Investors Under New Mexico and Federal Laws
Investors in New Mexico are safeguarded by key laws, including the New Mexico Uniform Securities Act, the Business Corporation Act, and the Unfair Trade Practices Act. Regulatory oversight is provided by the New Mexico Securities Division (a division of the New Mexico Regulation and Licensing Department) and the Attorney General’s Consumer Protection Division, along with federal agencies like the SEC and FINRA.
If you have suffered investment losses due to broker or firm misconduct, our firm has recovered substantial settlements, including a $21,000,000 federal court judgment and an $8,000,000 FINRA arbitration settlement. We are committed to advocating fiercely for investor rights and compensation.
Meet the Team
ROBERT WAYNE PEARCE
Securities Attorney
ADAM KARA LOPEZ
Securities AttorneyThe Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in helping defrauded investors recover what was unlawfully taken from them. Lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.
If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.
If you have questions about how to move forward, contact our team online or by phone at (866) 860-9572 for a free consultation with an Albuquerque securities lawyer. We will fight aggressively for your financial recovery and for justice.
Areas We Serve in New Mexico
Our law firm works with clients throughout the state of New Mexico:Frequently Asked Questions
How do I know if I have an investment fraud claim in New Mexico?
If your broker gave misleading advice, made trades without your permission, or ignored your investment goals, you may have a claim under the New Mexico Uniform Securities Act. Our attorneys can review your case and help determine if broker misconduct caused your losses.
What does it cost to hire your firm for an investment fraud case?
You pay nothing upfront. We work on a contingency fee basis, meaning we only get paid if we recover money for you, and your initial free and confidential consultation is completely free.
How long do I have to file a claim for securities fraud in New Mexico?
Under New Mexico law, you typically have 2 years from discovering the fraud, and no more than 5 years from the date of the violation, to file a claim. It’s important to act quickly. Missing the deadline may bar your recovery.
What types of damages can I recover if I win my case?
You may recover out-of-pocket losses, interest, legal fees, and in severe cases, punitive damages. Recovery depends on factors like the type of fraud, the amount lost, and the strength of your evidence.