An investment and securities fraud attorney represents victims of financial misconduct involving stocks, bonds, and other securities. They handle cases of broker negligence, unauthorized trading, Ponzi schemes, margin abuses, and breach of fiduciary duty. These attorneys assist clients in recovering losses through FINRA arbitration, litigation, and other remedies under New York law.
The New York City investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. are dedicated to helping investors protect their wealth.
Whether your claim involves unsuitable recommendations, private placement fraud, excessive trading (churning), Ponzi schemes, or misrepresentation, attorney Robert Pearce is prepared to advocate for your financial interests and hold advisors accountable.
Legal Support From a Skilled Securities Fraud Law Firm
We represent New York investors with a deep understanding of state statutes such as the Martin Act (New York General Business Law Article 23-A) that governs securities fraud. If you believe you’ve suffered financial harm, reach out for a free consultation today.
Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in New York.
From sophisticated fraud schemes targeting large portfolios to misconduct affecting everyday investors, our attorneys guide clients through FINRA arbitration, state securities litigation, and related proceedings throughout New York City:
- Upper East Side – Home to high-net-worth investors with concentrated equity holdings and private wealth managers, where mismanagement or churning may cause significant losses.
- Tribeca & SoHo – Affluent professionals and entrepreneurs often invest in private placements and alternative assets, which increases exposure to misrepresentation and unsuitable investment risks.
- Park Avenue & Midtown – Areas known for institutional investors and executives, where complex portfolios may face unauthorized trading or margin call disputes.
- Brooklyn Heights & DUMBO – Communities with growing wealth and family-focused investors who rely heavily on financial advisors, making them vulnerable to breaches of fiduciary duty.
Investigations of New York City, New York Brokers by the Law Offices of Robert Wayne Pearce
The Law Offices of Robert Wayne Pearce, P.A. has tracked several New York City-based brokers who have drawn multiple customer complaints. Morgan Stanley broker Michael Scotto (CRD #1335289) has been the subject of three customer complaints, one filed within the last year, all of which were denied, with one allegation involving an inappropriate, off-strategy stock purchase. Blackstone Securities Partners’ Stephen Schwarzman (CRD #861435) faces two customer complaints tied to state court lawsuits over Kentucky Retirement Systems’ investment in a Blackstone-managed fund, alleging various state law claims. Formerly of Morgan Stanley, Richard Perkins (CRD #3155348) has two customer complaints, both settled in investors’ favor for $850,000 and $245,000, involving allegations of unsuitability regarding closed-end funds and structured products. At Gilder Gagnon Howe & Co., Shaiza Rizavi (CRD #2874858) has two customer complaints seeking recovery of investment losses, which the firm frames as a red flag warranting scrutiny of the brokerage’s supervisory practices. Finally, Marizel Schiavetti (CRD #4799389) of A.G.P./Alliance Global Partners has two customer complaints for alleged broker misconduct, following prior stints at Stoever Glass Wealth Management, Aegis Capital Corp., UBS Financial Services, and Wells Fargo Advisors. The firm frames these disclosures as red flags for current and former clients, encouraging anyone who worked with these brokers to review their account activity for signs of unsuitable recommendations, unauthorized trading, or inadequate risk disclosure.
A Customized Strategy for Your Claim
We understand that no two claims are the same. Our team investigates the specifics of your matter and builds a legal strategy tailored to your situation. With our command of New York securities law, we work toward achieving the best possible outcome for you.
Contact the New York City Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.