Category: Churning & Excessive Trading

Finra Arbitration: How Does it Work, How Long Does it Take, & More

FINRA arbitration can help investors recover losses, but results depend on preparation and strategy. Our attorneys conduct a detailed case review, draft a fact-rich Statement of Claim, and manage arbitrator selection, discovery, mediation, and hearing presentation. We focus on evidence, deadlines, and damages analysis so clients know what to expect from start to award today.

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What is Churning in Insurance: Definition, Twisting, Signs, & More

Churning is excessive trading in a customer’s account primarily to generate commissions, and regulators prohibit it. It often causes significant losses, even when markets rise. Warning signs include unauthorized transactions, unusually high trading volume, and commission charges that spike month to month. Our securities fraud attorneys can review statements and discuss recovery options with you.

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