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The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 833-300-6983, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 29, 2024

Drew Reinhardt of Morgan Stanley

Drew Reinhardt (CRD #1457827) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Doylestown, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Drew Reinhardt was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Apr 28, 2024

Patrick Tantoco of Osaic Wealth, Inc

Patrick Tantoco (CRD #5249850) who is currently registered as a broker and investment adviser with Osaic Wealth, Inc. and located in Honolulu, Hawaii, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Osaic Wealth, Inc., Patrick Tantoco was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Apr 26, 2024

Shelley Moffatt of Edward Jones

Shelley Moffatt (CRD #2761305) who was formerly registered with Edward Jones and located in Kent, Washington, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Shelley Moffatt was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Apr 25, 2024

Scott Matalon formerly with RBC Capital Markets, LLC

Scott Matalon (CRD #4637378) who was formerly registered with RBC Capital Markets, LLC and located in Jericho, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Scott Matalon was associated with Ameriprise Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Scott Matalon has had his own regulatory problems. In 2023, he was permanently barred from any further association with any member firm in any capacity after refusing to cooperate in one of FINRAs investigations of allegations he made in the statement of claim filed against his member firm by one of his clients.

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Apr 24, 2024

Timothy Lilleboe of Morgan Stanley

Timothy Lilleboe (CRD #1273695) who is currently registered as a broker and investment adviser with Morgan Stanley and located in East Lansing, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Timothy Lilleboe was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Apr 22, 2024

Tamara Glenn formerly with LPL Financial LLC

Tamara Glenn (CRD #4324857) who was formerly registered with LPL Financial LLC and located in East Lansing, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Tamara Glenn was associated with Sigma Financial Corporation, Securian Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Apr 18, 2024

Andrew Douglas of Castle Placement LLC

Andrew Douglas (CRD #6873183) who is currently registered as a broker with Castle Placement LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Castle Placement LLC, Andrew Douglas was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Apr 17, 2024

Mirsad Jakupi of J.P. Morgan Securities LLC

Mirsad Jakupi Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Jakupi (CRD #6688493) who is currently registered as a broker and investment adviser with J.P. Morgan Securities LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.

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Apr 16, 2024

Kathleen Hansen of LPL Financial LLC

Kathleen Hansen (CRD #1372264) who was formerly registered with LPL Financial LLC and located in Long Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Kathleen Hansen was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kathleen Hansen was recently terminated by LPL Financial for acting as a trustee for a non-family member without from approval.

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Apr 12, 2024

Joseph Barreca of First Horizon Advisors, Inc.

Joseph Barreca (CRD #3276048) who is currently registered as a broker and investment adviser with First Horizon Advisors, Inc. and located in Metaine, Louisiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Horizon Advisors, Inc., Joseph Barreca was associated with Infinex Investments, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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