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The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 833-300-6983, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 9, 2023

Steven Kirchner formerly with Exos Securities LLC

Steven Kirchner (CRD #2127356) who was formerly registered with Exos Securities LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Exos Securities LLC, Steven Kirchner was associated with Hilltop Securities Inc., Hunt Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Jun 26, 2023

Samuel Coquillard formerly with Pacific Global Fund Distributors, Inc.

Samuel Coquillard (CRD #2618780) who was formerly registered with Pacific Global Fund Distributors, Inc. and located in Glendale, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Pacific Global Fund Distributors, Inc., Samuel Coquillard was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Jun 25, 2023

Sam Paolini formerly with Hornor, Townsend & Kent, Inc.

Sam Paolini Of Hornor, Townsend & Kent, Inc. Has A Customer Complaint For Alleged Broker Misconduct Paolini (CRD #6087086) who was formerly registered with Hornor, Townsend & Kent, Inc. and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hornor, Townsend & Kent, Inc., Sam Paolini was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sam Paolini has been permanently barred by FINRA from any further association with any member firm in any capacity in the future for allegedly converting a prospective customer’s funds.

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Jun 24, 2023

Ryan Malloch of Cetera Advisors LLC

Ryan Malloch (CRD #4017541) who is currently registered as a broker and investment adviser with Cetera Advisors LLC and located in Novi, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors LLC, Ryan Malloch was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Jun 24, 2023

Ryan Taleghani of Morgan Stanley

Ryan Taleghani (CRD #6554123) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Palo Alto, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Ryan Taleghani was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Jun 16, 2023

Robert Davenport formerly with Girard Securities, Inc.

Robert Davenport Formerly With Girard Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct He was formerly registered with Girard Securities, Inc. and located in Las Vegas, Nevada, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Girard Securities, Inc., Robert Davenport was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Jun 15, 2023

Robert Ford of Maxim Group LLC

Robert Ford (CRD #2278212) who is currently registered as a broker and investment adviser with Maxim Group LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Maxim Group LLC, Robert Ford was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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May 22, 2023

Paul Murphy of Calton & Associates, Inc.

Paul Murphy Of Calton & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Murphy (CRD #51322921) who is currently registered as a broker and investment adviser with Calton & Associates, Inc. and located in Ocala, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Calton & Associates, Inc., Paul Murphy was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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May 16, 2023

Niraj Bhanderi of Performance Trust Capital Partners, LLC

Niraj Bhanderi Of Performance Trust Capital Partners, LLC Has A Customer Complaint For Alleged Broker Misconduct Bhanderi (CRD #5372407) who is currently registered as a broker with Performance Trust Capital Partners, LLC and located in Greenwich, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Performance Trust Capital Partners, LLC, Niraj Bhanderi was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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May 6, 2023

Michael Swenson formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

Michael Swenson (CRD #1939942) who was formerly registered as a broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Wayzata, Minnesota, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Michael Swenson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Swenson has had his own regulatory problems. He failed to respond to a FINRA request for information and was permanently barred from any further Association with any member firm in any capacity. Prior thereto, he was terminated for conduct involving exercising discretion and nondiscretionary client accounts and submission of inaccurate business expense reimbursement reports.

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