Category: NYLIFE Securities Complaints

Anona Murphy Formerly With J.P. Morgan Securities LLC FIRED

Anona Murphy (CRD #6034605) who was formerly registered as a broker with J.P. Morgan Securities LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Anona K. Murphy has a professional history spanning over a decade at J.P. Morgan Securities LLC, where she was registered from June 2012 until October 2024. Her career path reflects a long-standing presence in the financial industry. Throughout her career, she held the title of Executive Director at J.P. Morgan Services Inc. and contributed significantly to operational and financial management roles. She passed two general industry/product exams, including the Securities Industry Essentials Examination and the Operations Professional Examination, but has no principal or multi-state securities law certifications. On October 7, 2024, JPMorgan Chase Bank, N.A. terminated Anona Murphy’s services, citing allegations of unauthorized removal of proprietary firm information. Records show that the documents have since been returned, and there is no indication of customer harm or securities sales-related issues.

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Kyle Mostransky of NYLife Securities LLC Reviews

Kyle Mostransky (CRD #4763425) Located in Huntington, NY, has been active in the securities industry since 2004 and is currently registered with NYLIFE Securities LLC since January 5, 2012 as a registered broker. He operates under Mostransky Financial and Insurance Solutions, based in Huntington, New York. He has also served as the owner of Mostransky & Associates LLC since December 2016. Over his career, he has passed two general industry/product exams (Series 6 and SIE) and one multi-state securities law exam (Series 63). However, he has not passed any principal or supervisory exams. He holds licenses in 22 U.S. states and territories, reflecting a broad geographic reach.

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Roy Salmon of NYLife Securities LLC

Roy Salmon (CRD #2000555) who is currently registered as a broker with NYLife Securities LLC and located in Santa Rosa, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to NYLife Securities LLC, Roy Salmon was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Betty Moglen of NYLife Securities LLC

Betty Moglen Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Ms. Moglen (CRD #1246956) who is currently registered as a broker with NYLife Securities LLC and located in Clayton, California, is a subject of one of our many securities industry sales practice abuse investigations.

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