DID HARMOND MICHAEL SCHAEFER CAUSE YOU INVESTMENT LOSSES?
Adam Quarello Of Oppenheimer & Co. Inc. Has 6 Customer Complaints For Alleged Broker Misconduct
Who is Harmond Schaefer of Equitable Advisors, LLC?
Harmond Schaefer (CRD #412284) who is currently registered as a broker with Equitable Advisors, LLC and located in Bay City, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Harmond Schaefer was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Adam Quarello Customer Complaints
Adam Quarello has been the subject of 6 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by an Oppenheimer & Co. in favor of the investor. Adam Quarello’s employers denied for other customer complaints that it does not appear that the investors took any further action. There is currently 1 customer complaint that was recently filed with Oppenheimer and Co. that is still pending its review and response.
Allegations Against Adam Quarello
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Breach of fiduciary duty, constructive fraud, fraud by misrepresentation and omission, breach of written contract, and financial abuse.
- Unsuitable investments in clients account.
- Variable annuity contract was not suitable for the customer in light of her objectives.
- Failure to fully disclose nature of option transactions and customer’s account
- Unauthorized purchases.
Adam Quarello Red Flags & Your Rights As An Investor
Of course, Adam Quarello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Quarello at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Quarello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Adam Quarello
If you have questions about Oppenheimer & Co. Inc. and/or Adam Quarello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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