DID KATHLEEN REAMS HANSEN CAUSE YOU INVESTMENT LOSSES?
Kathleen Hansen Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Kathleen Hansen of LPL Financial LLC?
Kathleen Hansen (CRD #1372264) who was formerly registered with LPL Financial LLC and located in Long Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Kathleen Hansen was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kathleen Hansen was recently terminated by LPL Financial for acting as a trustee for a non-family member without from approval.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kathleen Hansen Customer Complaint
Kathleen Hansen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendation to purchase preferred stock, and customer’s account. Sage Point Financial settled the customer complaint in favor of the investor.
Kathleen Hansen Red Flags & Your Rights As An Investor
Of course, Kathleen Hansen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathleen Hansen at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kathleen Hansen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kathleen Hansen
If you have questions about LPL Financial LLC and/or Kathleen Hansen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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