DID MARC GREGORY MINOR CAUSE YOU INVESTMENT LOSSES?
Marc Minor Of Osaic Wealth, Inc. And Formerly With Woodbury Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct
About Marc Minor of Osaic Wealth, Inc.?
Marc Minor (CRD #2230271) ) is currently employed by Osaic Wealth, Inc., where he has been registered since January 19, 2024. Over his extensive career, Minor has been affiliated with multiple firms, including Woodbury Financial Services and Legacy Financial Services. He has significant industry experience, being licensed in all 50 U.S. states and territories. Minor has passed two general industry/product exams (Securities Industry Essentials Examination and Series 6) and two multi-state securities law exams (Series 65 and Series 63). His experience and broad registration demonstrate a substantial commitment to his role in the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Marc Minor Customer Complaints and Reviews
Marc Gregory Minor’s record includes five customer disputes:
- Settled Dispute (1 resolved case): A case from January 2016 involved allegations of misrepresentation by a third-party money manager, settled for $5,000.
- Pending Dispute (1 ongoing case): A complaint received in March 2024 alleges unsuitable recommendations and unauthorized trading related to corporate debt and real estate securities, seeking $75,000 in damages, currently under FINRA arbitration.
Allegations Against Marc Minor
- Misrepresentation Allegation (Settled): Involved a third-party investment advisor where the strategy was claimed to be misrepresented, leading to a financial settlement in favor of customer goodwill.
- Unsuitability and Unauthorized Trading Allegation (Pending): Current allegations include recommending unsuitable investments and unauthorized trading actions, with significant claimed damages, which are being contested in a FINRA arbitration.
Marc Minor Red Flags & Your Rights As An Investor
Of course, Marc Minor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Minor at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Minor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Marc Minor
If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Marc Minor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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