DID MARK LESLIE NEITZEL CAUSE YOU INVESTMENT LOSSES?
Mark Neitzel Formerly With Wells Fargo Clearing Services, LLC was terminated on July 16, 2024, following allegations involving receipt of payments from a former financial advisor and unauthorized modifications to a client document.
Who is Mark Neitzel formerly with Wells Fargo Clearing Services, LLC?
Mark Neitzel (CRD #2992002) who was formerly registered as a broker with Wells Fargo Clearing Services, LLC and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Neitzel Employment History
Mark Leslie Neitzel has been in the securities industry for over two decades, primarily with Wells Fargo-related firms. His career began with Wells Fargo Brokerage Services, L.L.C. in August 1998, later moving to Wells Fargo Investments, LLC, and most recently with Wells Fargo Clearing Services, LLC from January 2011 until his termination in August 2024. Over the span of his career, Neitzel has been registered with three different firms, all under the Wells Fargo umbrella.
Neitzel has passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in August 1998. Additionally, he has passed two multi-state securities law exams: the Uniform Combined State Law Examination (Series 66) in April 2005 and the Uniform Securities Agent State Law Examination (Series 63) in November 1998. Neitzel’s registration was terminated in July 2024 by Wells Fargo Clearing Services, LLC following allegations involving receipt of payments from a former financial advisor and unauthorized modifications to a client document..
Mark Neitzel Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mark Neitzel is a red flag which should put all current and former customers of Mark Neitzel at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Neitzel engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Mark Neitzel
If you have questions about Wells Fargo Clearing Services, LLC and/or Mark Neitzel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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